Whitepaper Sponsored By - Behavox | FinTech Demand

TRENDS and GUIDANCE FOR MANAGING HR MISCONDUCT, REGULATORY COMPLIANCE RISK

trends and guidance for managing hr misconduct, regulatory compliance risk

Published By: Research Desk Released: Jul 08, 2021

Every day, we see global financial firms in news headlines as they very publicly grapple with misconduct and compliance challenges. They’re being hit with significant fines and experiencing incalcul...

FOUR COMPLIANCE TRENDS FOR 2021

four compliance trends for 2021

Published By: Research Desk Released: Jul 08, 2021

If 2020 was the year the financial services industry was turned on its head, what’s in store for compliance professionals in 2021? In this white paper, we take a look at some of the key themes se...

9 HEDGE FUND SCANDALS THAT COULD HAVE BEEN PREVENTED

9 hedge fund scandals that could have been prevented

Published By: Research Desk Released: Jul 08, 2021

More often than not, non-compliance and financial misconduct can be caught before it results in substantial regulatory fines, intense media scrutiny and even jail time for those involved. Unfortuna...

CONDUCT UNDER THE SPOTLIGHT – THE COMPANIES MAKING HEADLINES FOR ALL THE WRONG REASONS

conduct under the spotlight – the companies making headlines for all the wrong reaso...

Published By: Research Desk Released: Jul 08, 2021

Every day, we see global firms in news headlines as they very publicly grapple with misconduct and compliance challenges. They’re being hit with significant fines and experiencing incalculable brand...

WHY LEADING FINANCIAL INSTITUTIONS CHOOSE BEHAVOX SAAS

why leading financial institutions choose behavox saas

Published By: Research Desk Released: Jul 08, 2021

Traditionally, financial firms would insist on any compliance technology being installed on-premise. This approach requires a lengthy initial implementation process, with ongoing investment in infrast...

HOW TO CREATE A MODERN COMPLIANCE PROGRAM

how to create a modern compliance program

Published By: Research Desk Released: Jul 08, 2021

The year of 2020 changed compliance forever. When investment professionals started to work from home, across an expanded and decentralized risk map, compliance teams quickly discovered they were il...

HOW BEHAVOX COMPLIANCE PROTECTS BANKS

how behavox compliance protects banks

Published By: Research Desk Released: Jul 08, 2021

Banks are subject to intense scrutiny to protect against non-compliant behavior. With employees utilizing an ever-increasing number of communication platforms, regional sprawl, and growing instances o...

LEANING INTO THE TECHNOLOGY CURVE: THE POWER OF AI IN FINANCIAL SERVICES COMPLIANCE

leaning into the technology curve: the power of ai in financial services compliance

Published By: Research Desk Released: Jul 08, 2021

As dispersed workforces are now the norm, the number of secure messaging applications being used to communicate with clients and each other for business purposes has greatly expanded, and employees ar...

RADICAL TRANSPARENCY: MANAGING RISK IN A NEW FINANCE ERA

radical transparency: managing risk in a new finance era

Published By: Research Desk Released: Jul 08, 2021

Covid-19 accelerated change across the finance industry, as employees worked from home, and their clients and consumers did the same. The focus on digital finance has reached every corner of the fi...

Radar 11: The Global RegTech Revolution

radar 11: the global regtech revolution

Published By: Research Desk Released: Jul 08, 2021

In the eleventh edition of Radar Magazine we look at how major changes in the world of financial services, reflecting on the evolution of regulatory intelligence whilst also evaluating what the future...

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