Search Results for: regulatory compliance

FOUR COMPLIANCE TRENDS FOR 2021

FOUR COMPLIANCE TRENDS FOR 2021

Research Desk Jul 08, 2021

If 2020 was the year the financial services industry was turned on its head, what’s in store for compliance professionals in 2021? In this white paper, we take a look at some of the key themes se...

HOW TO CREATE A MODERN COMPLIANCE PROGRAM

HOW TO CREATE A MODERN COMPLIANCE PROGRAM

Research Desk Jul 08, 2021

The year of 2020 changed compliance forever. When investment professionals started to work from home, across an expanded and decentralized risk map, compliance teams quickly discovered they were il...

HOW BEHAVOX COMPLIANCE PROTECTS BANKS

HOW BEHAVOX COMPLIANCE PROTECTS BANKS

Research Desk Jul 08, 2021

Banks are subject to intense scrutiny to protect against non-compliant behavior. With employees utilizing an ever-increasing number of communication platforms, regional sprawl, and growing instances o...

LEANING INTO THE TECHNOLOGY CURVE: THE POWER OF AI IN FINANCIAL SERVICES COMPLIANCE

LEANING INTO THE TECHNOLOGY CURVE: THE POWER OF AI IN FINANCIAL SERVICES COMPLIANCE

Research Desk Jul 08, 2021

As dispersed workforces are now the norm, the number of secure messaging applications being used to communicate with clients and each other for business purposes has greatly expanded, and employees ar...

BLG Acquires AUM Law to Offer Compliance Solutions to Clients

BLG Acquires AUM Law to Offer Compliance Solutions to Clients

Insights Desk May 20, 2021

BLG or Borden Ladner Gervais LLP, Canada’s leading law firm, recently got candid about the acquisition of AUM Law Professional Corporation. The actual amount of the deal is undisclosed. The co...

Recalibrating Risk and Compliance in a Post COVID-19 Scenario

Recalibrating Risk and Compliance in a Post COVID-19 Scenario

Insights Desk Jan 28, 2021

When we were just thinking that things are returning to normal, boom, you once again have the deadly coronavirus making news. As per recent headlines, the new Coronavirus strain found in the UK cou...

360factors Partners with Reg-Room LLC to Offer Regulatory Solutions

360factors Partners with Reg-Room LLC to Offer Regulatory Solutions

Insights Desk Dec 09, 2020

360factors, an enterprise risk and compliance intelligence and management services enterprise based out of Austin, Texas, joined hands with Reg-Room LLC, a regulator information services monitoring fi...

NAVEX Global Reveals New Additions to its Risk and Compliance Solutions

NAVEX Global Reveals New Additions to its Risk and Compliance Solutions

Insights Desk Dec 07, 2020

NAVEX Global, a software company, based out of the US, on December 3, 2020, announced developments to its integrated risk and compliance management solutions, which facilitate a more holistic view of ...

QCR Holdings, Inc. Finalizes 360factors’ Predict360 Risk and Compliance Intelligence Platform

QCR Holdings, Inc. Finalizes 360factors’ Predict360 Risk and Compliance Intelligence Platform

Insights Desk Nov 10, 2020

Based out of Austin, Texas, 360factors, an enterprise risk and compliance intelligence management firm, on November 5, 2020, broke the news of its Predict360 risk and compliance intelligence platform ...

How Corporate Compliance and Entity Management Go Hand in Hand?

How Corporate Compliance and Entity Management Go Hand in Hand?

Insights Desk Sep 09, 2020

When organizations grow, they form subsidiaries. If you have not taken the entity management strategy seriously, you might invite trouble. And, if you don’t know what entity management is, here we g...

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